GB/T 28001-2011

📋 Scope / 适用范围 ai_extracted

This part of Q/SY1002 specifies the basic requirements for a health, safety and environmental management system, aiming to enable organizations to control health, safety and environmental risks, achieve health, safety and environmental objectives, and continually improve their performance. This part is applicable to the establishment, implementation, maintenance and continual improvement of health, safety and environmental management systems by organizations of China National Petroleum Corporation and their relevant parties. When establishing, implementing, maintaining and improving a health, safety and environmental management system in accordance with the requirements of this standard, an organization shall fully consider factors such as its health, safety and environmental policy, the nature of its activities, and the risks and complexity of its operations.

📝 Foreword / 前言 ai_extracted

Q/SY 1002 "Health, Safety and Environment Management System" is divided into three parts: — Part 1: Specification; — Part 2: Implementation Guide; — Part 3: Audit Guide. This part is Part 1 of Q/SY 1002. This part replaces Q/CNPC 104.1—2004 "Health, Safety and Environment Management System Part 1: Specification". The main changes in this part compared with Q/CNPC 104.1—2004 are as follows: — The following modifications have been made to the terminology: 1) Added eight terms and definitions, including "auditor", "correction", "corrective action", "document", "environment", "preventive action", "procedure", and "record" (Chapter 3 of this edition); 2) Modified the names of some terms: "audit" changed to "internal audit", "health, safety and environment management plan" changed to "management plan", "pollution prevention" changed to "accident prevention" (Chapter 3 of this edition); 3) Modified the definitions of "accident", "cleaner production", "health", "interested party", "performance", and "accident prevention" (Chapter 3 of this edition). — The following modifications have been made to the element names: 1) Added two second-level elements: "compliance evaluation" and "work permit"; 2) Modified the names of some elements: "training, awareness and competence" changed to "competence, training and awareness"; "health, safety and environment management plan" changed to "management plan"; "document and data control" changed to "document control"; "nonconformity, corrective and preventive action" changed to "nonconformity, corrective action and preventive action"; "record and record management" changed to "record control"; "audit" changed to "internal audit" (Chapter 5 of this edition); 3) Made significant modifications to the content of elements such as "general requirements", "leadership and commitment", "legal, regulatory and other requirements", "document", "document control", "performance measurement and monitoring", and "management review" (Chapter 5 of this edition); 4) Made minor modifications to the content of elements such as "health, safety and environment policy", "planning for hazard identification, risk assessment and risk control", "objectives and targets", "resources", "competence, training and awareness", "customers and products", "operational control", "emergency preparedness and response", and "record control" (Chapter 5 of this edition). Appendix A of this part is an informative appendix. This part is proposed and centralized by the Safety Professional Standardization Technical Committee of China National Petroleum Corporation. This part is drafted by: Beijing Zhongyou Health, Safety and Environment Certification Center, Environmental Monitoring General Station of China National Petroleum Corporation. Main drafters of this part: Du Min, Dong Guoyong, Wu Sujiang, Wang Qihua, Liu Jingkai, Zhou Aiguo, Pei Yuqi, Zhou Guo, Hu Yueting, Chen Gaosong, Pan Honglei, Xie Guozhong, Liu Shengyao. The previous versions of the standard replaced by this part are as follows: — Q/CNPC 104.1—2004. Q/SY 1002.1－2007 III Introduction To further advance the health, safety and environment management system work of China National Petroleum Corporation and achieve international alignment and leapfrog development in health, safety and environment management, certain content of Q/CNPC 104.1—2004 has been revised. This part considers the integration of elements from GB/T 24001—2004 "Environmental Management Systems — Requirements with Guidance for Use" and GB/T 28001—2001 "Occupational Health and Safety Management Systems — Specification", as well as relevant content requirements from GB/T 19001—2000 "Quality Management Systems — Requirements". Based on Q/CNPC 104.1—2004, it expands the existing technical content of SY/T 6276—1997 "Health, Safety and Environment Management System for the Petroleum and Natural Gas Industry". This part is intended to specify effective health, safety and environment management system elements for organizations, which can be combined with other management requirements to help organizations achieve their health, safety and environment objectives. This part applies to organizations within China National Petroleum Corporation and interested parties with the following aspirations: a) Establish, implement, maintain and improve a health, safety and environment management system; b) Ensure conformity with the declared health, safety and environment policy; c) Seek confirmation of conformity from interested parties (e.g., customers); d) Seek certification of their health, safety and environment management system by external bodies; e) Conduct self-assessment and self-declaration. Q/SY 1002.1－2007

📚 References & Relations / 引用与关联

📖 Terms & Definitions / 术语和定义 ai_extracted

事故 accident / accident

造成死亡、疾病、伤害、污染、损坏或其他损失的意外情况。

An unexpected situation that causes death, illness, injury, pollution, damage, or other losses.

内部审核 audit / internal audit

客观地获取审核证据并予以评价，以判定组织对其设定的健康、安全与环境管理体系审核准则 满足程度的系统的、独立的、形成文件的过程。 注：在许多情况下，独立性可通过与所审核活动无责任关系来体现。

Systematic, independent, and documented process for objectively obtaining and evaluating audit evidence to determine the extent to which an organization meets the health, safety, and environmental management system audit criteria it has established. Note: In many cases, independence can be demonstrated by having no responsibility relationship with the activities being audited.

审核员 auditor / auditor

经过培训，并取得相应资质，有能力实施审核的人员。

Personnel who have undergone training, obtained corresponding qualifications, and are capable of conducting audits.

清洁生产 cleaner production / cleaner production

将整体预防的环境战略持续应用于生产过程、产品和服务中，以期提高资源利用效率并减少或 消除环境污染和生态破坏。

The holistic preventive environmental strategy is continuously applied to production processes, products, and services with the aim of improving resource utilization efficiency and reducing or eliminating environmental pollution and ecological damage.

Q/SY 1002.1－2007 / Q/SY 1002.1-2007

2 持续改进 continual improvement 为改进健康、安全与环境总体绩效，根据健康、安全与环境方针，组织不断强化健康、安全与 环境管理体系的过程。 注：该过程不必同时发生在活动的所有领域。

2 Continual improvement The process by which the organization continuously strengthens its health, safety and environment management system to enhance overall health, safety and environment performance, in accordance with the health, safety and environment policy. Note: This process need not occur simultaneously in all areas of activity.

纠正 corrective / corrective

消除已发现的不符合。

Eliminate identified nonconformities.

纠正措施 corrective action / corrective action

为消除已发现的不符合的原因所采取的措施。 [GB/T 24001-2004中的3.3]

Action taken to eliminate the cause of a detected nonconformity. [GB/T 24001-2004, 3.3]

顾客 customer / customer

接受产品的组织或个人。

Organization or individual that accepts the product.

文件 document / document

信息及其承载媒体。 注：媒体可以是纸张，计算机磁盘、光盘或其他电子媒体，照片或标准样品，或它们的组合。 [GB/T 24001-2004中的3.4]

Information and its supporting medium. Note: The medium may be paper, computer disk, optical disc or other electronic media, photographs or standard samples, or a combination thereof. [GB/T 24001-2004, 3.4]

环境 environment / environment

组织运行活动的外部存在，包括空气、水、土地、自然资源、植物、动物、人，以及他们之间 的相互关系。 注：从这一意义上，外部存在从组织内延伸到全球系统。 [GB/T 24001-2004中的3.5]

External existence of an organization's operational activities, including air, water, land, natural resources, plants, animals, humans, and the interrelationships among them. Note: In this context, external existence extends from within the organization to the global system. [GB/T 24001-2004, Clause 3.5]

环境影响 environmental impact / environmental impact

全部或部分地由组织的活动、产品或服务给环境造成的任何有害或有益的变化。 [SY/T 6276-1997中的3.4]

Any harmful or beneficial change to the environment wholly or partially resulting from an organization's activities, products, or services. [SY/T 6276-1997, Clause 3.4]

健康 health / health

影响工作场所内员工、临时工作人员、合同方人员、访问者和其他人员的身体、精神、行为等 方面达到良好状态的条件和因素。

Conditions and factors that affect the physical, mental, and behavioral well-being of employees, temporary workers, contractor personnel, visitors, and other individuals within the workplace.

危害因素 health，safety and environment hazard / health, safety and environment hazard

一个组织的活动、产品或服务中可能导致人员伤害或疾病、财产损失、工作环境破坏、有害的 环境影响或这些情况组合的要素，包括根源和状态。

An element within an organization's activities, products, or services that may cause personal injury or illness, property damage, workplace environment disruption, harmful environmental impacts, or a combination of these conditions, including sources and states.

危害因素辨识 health，safety and environment hazard identification / health, safety and environment hazard identification

识别健康、安全与环境危害因素的存在并确定其特性的过程。

The process of identifying the existence of health, safety, and environmental hazard factors and determining their characteristics.

健康、安全与环境管理体系 health，safety and environment management system（HSE-MS） / Health, Safety and Environment Management System (HSE-MS)

总的管理体系的一个部分，便于组织对与其业务相关的健康、安全与环境风险的管理。它包括 Q/SY 1002.1－2007 3 为制定、实施、实现、评审和保持健康、安全与环境方针所需的组织结构、策划活动、职责、惯例、 程序、过程和资源。

A component of the overall management system, facilitating an organization's management of health, safety, and environmental risks related to its business. It includes: Q/SY 1002.1-2007 3 The organizational structure, planning activities, responsibilities, practices, procedures, processes, and resources required for the development, implementation, achievement, review, and maintenance of the health, safety, and environmental policy.

健康、安全与环境方针 health，safety and environment policy / Health, Safety and Environment Policy

组织对其健康、安全与环境绩效的意图与原则的声明。

A statement of the organization's intentions and principles regarding its health, safety, and environmental performance.

健康、安全与环境指标 health，safety and environment target / health, safety and environment target

直接来自健康、安全与环境目标，或为实现目标所需规定并满足的具体的健康、安全与环境绩 效要求（准则），它们可适用于组织或其局部，如可行应予以量化。

Directly derived from health, safety and environmental objectives, or specific health, safety and environmental performance requirements (criteria) that need to be specified and met to achieve the objectives. These may apply to the organization or parts thereof and should be quantified where practicable.

事件 incident / incident

导致或可能导致事故的情况。 注：其结果未产生疾病、伤害、损坏或其他损失的事件叫“未遂事件”，在英文中还可称为“near-miss”。英 文中，术语“incident”包含“near-miss”。 [GB/T 28001-2001中的3.6]

A situation that causes or may cause an accident. Note: An event where the outcome does not result in illness, injury, damage, or other loss is called a "near-miss," which may also be referred to as "near-miss" in English. In English, the term "incident" includes "near-miss." [From GB/T 28001-2001, Clause 3.6]

相关方 interested parties / interested parties

关注组织的健康、安全与环境绩效或受其绩效影响的个人或团体。 注：相关方包括了立法者、政府、毗邻者、合作者、顾客、保险商、承包方、供应方等。

Interested parties concerned with or affected by the organization's health, safety, and environmental performance. Note: Interested parties include legislators, government authorities, neighbors, collaborators, customers, insurers, contractors, suppliers, etc.

管理方案 management plans / management plans

为实现健康、安全与环境目标和指标，经策划所编制的规定职责权限、资源、程序(措施)和期 限的文件。 注1：管理方案是健康、安全与环境管理体系建立和保持策划阶段的文件之一。 注2：管理方案是针对组织的活动、产品、服务和/或运行条件的变化，采取不同的健康、安全与环境管理的 具体对策或措施，形式可以列表或是综合性指导文件。 注3：作业计划书可视为针对具体项目的管理方案。

A document prepared through planning to define responsibilities, authorities, resources, procedures (measures), and timelines for achieving health, safety, and environmental objectives and targets. Note 1: The management plan is one of the documents in the planning phase for establishing and maintaining a health, safety, and environmental management system. Note 2: The management plan adopts specific countermeasures or measures for health, safety, and environmental management in response to changes in the organization's activities, products, services, and/or operational conditions, and may take the form of a list or a comprehensive guiding document. Note 3: An operational plan may be regarded as a management plan for a specific project.

不符合 non-conformance / non-conformance

任何与工作标准、惯例、程序、法规、管理体系绩效等的偏离，其结果能够直接或间接导致伤 害或疾病、财产损失、工作环境破坏、有害的环境影响或这些情况的组合。

Any deviation from work standards, practices, procedures, regulations, or management system performance, the result of which may directly or indirectly lead to injury or illness, property damage, work environment disruption, adverse environmental impacts, or a combination of these conditions.

目标 objectives / objectives

组织在健康、安全与环境绩效方面所要达到的目的。

The objectives an organization aims to achieve in terms of health, safety, and environmental performance.

组织 organization / organization

职责、权限和相互关系得到安排的一组人员和设施。 注：对于拥有一个以上运行单位的组织，可以把一个单独的运行单位视为一个组织。

An arrangement of personnel and facilities with assigned responsibilities, authorities, and interrelationships. Note: For an organization that has more than one operating unit, a single operating unit may be considered as an organization.

绩效 performance / performance

基于健康、安全与环境方针和目标，与组织的风险控制有关的健康、安全与环境管理体系的可 测量结果。 注1：绩效测量包括健康、安全与环境管理活动和结果的测量。 Q/SY 1002.1－2007

Measurable results of the health, safety, and environmental management system related to the organization's risk control, based on the health, safety, and environmental policy and objectives. Note 1: Performance measurement includes the measurement of health, safety, and environmental management activities and results. Q/SY 1002.1－2007

🔗 Related Standards / 同类标准